mental health (Florida)

Provisions of the Florida Mental Health Act (FMHA) generally govern the use and disclosure of medical records related to mental health.

FMHA designates the Department of Children and Family Services (DCF) as the "Mental Health Authority" of Florida. That department and the Agency for Health Care Administration (AHCA) have the authority to supervise all mental health facilities, programs, and services. (FL Stat 394.457)

Among other patient rights, the FMHA stipulates a "right to dignity" -- and though not expressly mentioned there, a right to dignity includes a right to confidentiality under the provisions of the Florida Patient's Bill of Rights and Responsibilities. (381.026)

Under FMHA, clinical records related to mental health diagnosis and treatment are confidential, exempt from the state public records access laws (e.g., under 119.07), and may be released only when:

  • the patient or the patient's guardian authorizes the release;
  • the patient is represented by counsel and the records are needed by the patient's counsel for adequate representation;
  • a court orders such release;
  • the patient is committed to, or is to be returned to, the Department of Corrections from the DCF, and the Department of Corrections requests such records. (394.4615)

Information from the clinical record (as opposed to the entire record) may be released:

  • when a patient has declared an intention to harm other persons, in which case the administrator of a facility may make available "sufficient information to provide adequate warning to the person threatened with harm by the patient";
  • where "the administrator of the facility or secretary of the department deems release to a qualified researcher as defined in administrative rule, an aftercare treatment provider, or an employee or agent of the department is necessary for treatment of the patient, maintenance of adequate records, compilation of treatment data, aftercare planning, or evaluation of programs";
  • to be used "for statistical and research purposes if the information is abstracted in such a way as to protect the identity of individuals";
  • to the Agency for Health Care Administration, the Department of Health, and the Florida advocacy councils "for the purpose of monitoring facility activity and complaints concerning facilities";
  • to the Medicaid Fraud Control Unit in the Department of Legal Affairs, upon request, to evaluate the claims for a Medicaid patient. (394.4615)

Any person, agency, or entity receiving such information must maintain it as confidential (it is also exempt from the provisions of 119.07). Any facility or private mental health practitioner who acts in good faith in releasing information under these criteria is not subject to civil or criminal liability for such release. (394.4615)

The parent or next of kin of a person who is held in or treated in a mental health facility or program may request and receive a summary of that person's treatment plan and current physical and mental condition. Release of such information shall be in accordance with the code of ethics of the profession involved. (394.4615)

Patients must have reasonable access to their clinical records, unless such access is deemed by the patient's physician to be harmful. If the patient's right to inspect his or her clinical record is restricted, written notice of that restriction must be given to the patient and the patient's guardian, guardian advocate, attorney, and representative. The restriction must also be recorded in the clinical record, along with the reasons for it. Such an access restriction expires after 7 days but may be renewed, after review, for subsequent 7-day periods. (394.4615)

Agencies with jurisdiction over a person who may be a "sexually violent predator" must provide information to a multidisciplnary team organized to evaluate the suitability of that designation. The information can include "[m]ental health, mental status, and medical records, including all clinical records and notes concerning the person." (394.913)

"Psychological or psychiatric reports, drug and alcohol reports, treatment records, medical records, or victim impact statements" that have been submitted to a court or admitted into evidence become part of the record but must be sealed and may be opened only pursuant to a court order. (394.921)

Any facility designated as a receiving or treatment facility must allow access to any patient and the clinical and legal records of any patient admitted pursuant to the provisions of this act by members of the Florida statewide and local mental health advocacy councils. (394.4595)

DCF and ACHA may enter and inspect any mental health treatment facility, to determine if it is in compliance with the relevant statutes and administrative rules. This right of inspection may include access to any and all clinical records. (394.90)

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   © 2002-2006 Contributing authors and University of Miami School of Medicine