research (Florida)

Florida statutes contain some provisions which are very supportive of the practice of research. In particular, FL Stat 405.01 allows the release of medical information to "certain study groups" for research purposes:

"Any person, hospital, assisted living facility, hospice, sanatorium, nursing or rest home or other organization may provide information, interviews, reports, statements, memoranda, or other data relating to the condition and treatment of any person to research groups, governmental health agencies, medical associations and societies, and in-hospital medical staff committees, to be used in the course of any study for the purpose of reducing morbidity or mortality."

This statute further provides immunity from "liability of any kind" for release of such information, or for publication of findings and conclusions based on it. (405.01)

"Research groups, governmental health agencies, organized medical associations and societies, and in-hospital medical staff committees" receiving such information must use or publish the material "only for the purpose of advancing medical research or medical education in the interest of reducing morbidity or mortality." Summaries for general publication are also expressly permitted. (405.02)

The identities of persons whose condition or treatment has been studied must be kept confidential. Identifiable research information in the hands of public agencies is exempt from public records disclosure provisions. (405.03)

Such provisions are, however, difficult to reconcile with limitations in other statutes on medical records owners. In general, such owners may not furnish a patient's medical records to, or discuss the medical condition of a patient with, any person other than the patient or the patient's legal representative, or other health care practitioners and providers involved in the care or treatment of the patient, except upon written authorization of the patient. (456.057)

Research uses are permitted by the latter statutes, but only:

  • "[f]or statistical and scientific research, provided the information is abstracted in such a way as to protect the identity of the patient"; or
  • "provided written permission is received from the patient or the patient's legal representative." (456.057)

(Note that the statutes offer neither a definition of nor procedures for "abstracting" data similar to HIPAA's specifications for de-identified information or a limited data set.)

Strictly speaking, these latter limitations on records owners do not apply to hospitals and ambulatory surgical centers, which are regulated separately (by chapter 395). While the section of the Florida statutes applicable to such facilities generally lists similar restrictions on use and disclosure of medical records absent "consent," it does not mention research. (See the list at 395.3025)

Nothing in the statutory language implies that a class of providers or facilities should be subject to dramatically different requirements as regards use and disclosure of medical records. So the failure to mention research uses in the context of hospitals and ASCs is somewhat puzzling. However, the broad disclosure exemptions elsewhere (viz., in chapter 405 above) suggest few limits from state law.

Given the state's rather schizophrenic positions, federal law -- viz., the Common Rule, FDA regulations, and now HIPAA -- would seem to be the best guide for limitations on information uses and disclosures for research purposes.

Note, however, that Florida statutes extend extra confidentiality protections to certain kinds of health data -- e.g., related to genetic information, HIV/AIDS, mental health and substance abuse. Since these are "stricter" than HIPAA's provisions, they would not be preempted.

See also:

Last modified: 15-May-2005 [RC]

 
 

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